I finally got around to reading
Sapiens; A Brief History of Humankind by Yuval Noah Harari, after someone lent me a copy. I’d already read and reviewed his follow-up book,
Homo Deus, so I’m reading them in the reverse order. I have to say he makes bleak reading, yet you feel there’s a lot of truth in his words. Having said that, I still feel I can challenge him on some issues to provide a more optimistic outlook. He is both provocative and thought-provoking, which are not necessarily one and the same thing.
He makes the point, which I’ve long known, that what separates us from all other species is that we have undertaken a cultural evolution that has long overtaken our biological evolution. This was accelerated by the invention of script, which allowed memories to be recorded and maintained over generations, some of which have lasted millennia. Of course, we already had this advantage even before we invented script, but script allowed an accumulation of knowledge that eventually led to the scientific revolution, which we’ve all benefited from since the enlightenment and has accelerated in the last 2 centuries particularly.
One of Harari’s recurring themes is that much of our lives are dependent on fictions and myths, and these have changed as part of our cultural evolution in a way that we don’t appreciate. Jeremy Lent makes similar observations in his excellent book,
The Patterning Instinct, though he has a subtly different emphasis to Harari. Harari gives the impression that we are trapped in our social norms and gives examples to make his case. He points out that past societies were very hierarchical and everyone literally knew their place and lived within that paradigm. In fact, the consequences of trying to live outside one’s social constraints could be dire, even fatal. The current paradigm, at least in Western societies, is one of ‘individualism’, which he also explored in his follow-up book, with the warning that it could be eroded, if not eliminated, by the rise of AI, but I won’t discuss that here.
He effectively argues that these ‘fictions’, that we live by, rule out the commonly held belief that we can change our circumstances or that there is an objective morality that we can live by. In other words, he claims our lives are ruled by myths that we accept without question, and the only thing that changes are the myths themselves.
I take his point, but throughout history - at least from around 500BC - there have been iconoclasts who have challenged the reigning paradigm of their time. I will mention four: Socrates, Jesus, Buddha and Confucius. The curious point is that none of these wrote anything down (we only have their ‘sayings’) yet they are still iconic figures more than 2,000 years after their time. What they have in common is that they all challenged the prevailing ‘myth’ (to use Harari’s term) that there was a ‘natural order’ whereby those who ruled were ordained by gods, compared to those who served.
They all suffered for their subversions: Jesus and Socrates were executed, Confucius was exiled into poverty and the Buddha was threatened but not killed. Jesus challenged the church of his day, and that was the logical cause of his execution, not the blasphemy that he claimed to be ‘the son of god’. A lot of words were put in Jesus’ mouth, especially in the
Bible. Jesus stood up for the disenfranchised and was critical of the church and the way it exploited the poor. He wouldn’t have been the only rabble-rouser of his time in Roman occupied Palestine but he was one of the most charismatic.
Buddha challenged the caste system in India as unjust, which made him logically critical of the religious-based norms of his time. He challenged the ‘myth’ that Harari claims everyone would have accepted without question.
Confucius was critical of appointments based on birth rather than merit and argued that good rulers truly served their people, rather than the other way round. Not surprisingly, his views didn’t go down very well with the autocracy of his time. He allegedly proposed the dictum of reciprocity: ‘Don’t do to others what you wouldn’t want done to yourself’. An aphorism also attributed to Jesus, which has more pertinence if one considers that it crosses class boundaries.
As for
Socrates, I think he was the original existentialist in that he made a special plea to authenticity: ‘
To live with honour in this world, actually be what you try to appear to be.’ Socrates got into trouble for supposedly poisoning the minds of the young, but what he really did was to make people challenge the pervading paradigm of his time, including the dominion of gods. He challenged people to think for themselves through argument, which is the essence of philosophy to this day.
To be fair to Harari, he gives specific attention to the feminist paradigm (my term, not his, as I don’t see it as a fiction or a myth). But I do agree that money, which determines so much in our societies, is based on a very convenient fiction and a great deal of trust. Actually, some level of trust is fundamental to a functioning society. In fact,
I’ve argued elsewhere that, without trust: truth, justice and freedom all become forfeit.
The feminist paradigm is very recent, yet essential to our future. I recently saw an interview with Melinda Gates (currently in Australia) who made the salient point that it’s contraception that allows women to follow a destiny independent of men. Not surprisingly, it’s the ‘independent of men’ bit that has created, and continues to create, the greatest obstacle to their emancipation.
One of the more interesting discussions, I found, was Harari’s argument that political ideologies are really religions. I guess it depends on how you define religion. This is how Harari defines it, simultaneously giving a rationale to his thesis:
If religion is a system of human norms and values that is founded on belief in a superhuman order, then Soviet Communism was no less a religion than Islam.
I’m not convinced that political ideologies are dependent on a belief in a ‘superhuman order’, but they are premised on abstract ideas of uncontested ‘truth’, and, in that sense, they are like religions.
Contrary to what many people think, political thinking of ‘right’ and ‘left’ are largely determined by one’s genes, although environment also plays a role. Basically, personality traits like conscientiousness and goal-oriented leadership over people-based leadership are what are considered right-leaning traits; and agreeableness and openness (to new ideas) are considered left-leaning traits. Neuroticism would probably also be considered a left-leaning trait. Notice that all the left-leaning traits are predominant in artistic or creative people and this is generally reflected in their politics.
Curiously, twin studies have shown that a belief in God is also, at least partly, a genetically inherited trait. But I don’t believe there is any correlation between these two belief systems: God and politics. I know of people on the political right who are atheists and I know people on the political left who are theists.
I know that in America there seems to be a correlation between the political right and Christian fundamentalism, but I think that’s an Americanism. In Australia, it has little impact. We’ve very recently elected a Pentecostal as PM (Prime Minister) but I don’t believe that had any bearing on his election. We’ve had two atheist PMs in my lifetime (one of whom was very popular indeed), which would be unthinkable in America. The truth is that in some cultures religion is bound irretrievably with politics, and it can be hard for anyone who’s lived their entire lives in that culture to imagine there are political regimes where religion is a non-issue.
And this brings me to Harari’s next contentious point:
Even though liberal humanism sanctifies humans, it does not deny the existence of God, and is, in fact, founded on monotheistic beliefs.
Again, I think this is a particular American perspective. I would argue that liberal humanism has arisen from an existentialist philosophy, even though most people, who advocate and follow it, have probably never studied existential philosophy. There was a cultural revolution in Western societies in the generation following World War 2, and I was a part of it. Basically, we rejected the Christian institutions we were raised in, and embraced the existentialist paradigm that the individual was responsible for their own morality and their own destiny. No where was this more evident than in the rise of feminism, aided ineluctably by on-demand contraception.
So contrary to Harari’s argument, I think the humanist individualism that defines our age (in the West) was inextricably linked to the rejection of the Church. None of us knew what existentialism was, but, when I encountered it academically later in life, I recognised it as the symptomatic paradigm of my generation.
We had become existentialists without being ideologically indoctrinated.
I feel Harari is on firmer ground when he discusses the relationship between the scientific revolution and European colonial expansion.
I’ve argued previously, when discussing Jeremy Lent’s
The Patterning Instinct, that Western European philosophy begat the scientific revolution because, under Galileo, Kepler and Newton, they discovered the relationship between mathematics and the movements of stellar objects –
the music of the spheres, to paraphrase the ancient Greeks. The Platonic world of mathematics held the key to understanding the heavens. Subsequent centuries progressed this mathematical paradigm even further with the discovery of electromagnetic waves, then quantum mechanics and general relativity, leading to current theories of elementary nuclear particles and QED (quantum electrodynamics).
But Harari makes the case that exploration of foreign lands and peoples went hand-in-hand with scientific exploration of flora, fauna and archaeological digs. He argues that only Europeans acknowledged that we were ignorant of the wider world, which led to a desire for knowledge, rather than an acceptance that what our myths didn’t tell us was not worth knowing or exploring. Science had the same philosophy: that our ignorance would lead us to always search for new theories and new explanations, rather than accept the religious dogma that knowledge outside the
Bible was not worthy of consideration.
So I would agree there was a synergy here, that was both destructive and empowering, depending on whether you were the European conqueror or the people being subjugated and ruthlessly exploited for the expansion of empire.
Probably the best part of the book is Harari’s description of capitalism and how it has shaped history in the last 400 years. He explains how and why it works, and why it’s been so successful. He also points out its flaws and its dark side. The book is worth reading for this section alone. He also explains how the free market, if left to its own devices, would lead to slavery. Instead, we have the exploitation of labour in third world countries, which is the next best thing, or the next worse thing, depending on your point of view.
This logically leads to a discussion on the consumerism paradigm that drives almost everything we do in modern society. Economic growth is totally dependent on it, but, ecologically, it’s a catastrophe in progress.
One of his more thought-provoking insights is in regard to how communal care-taking in law enforcement, health, education, even family dynamics, has been taken over by state bureaucracies. If one reads the neo-Confucian text, the
I Ching, one finds constant analogies between family relationships and relationships in the Court (which means government officialdom). It should be pointed out that the
I Ching predates Confucius, but contemporary texts (Richard Willem’s translation) have a strong Confucian flavour.
I can’t help but wonder if this facilitated China’s adoption of Communism almost as a state religion. Family relationships and loyalties still hold considerable sway in Asian politics and businesses. Nepotism is much more prevalent in Asian countries than in the West, I would suggest.
One of my bones of contention with Harari in
Homo Deus was his ideas on happiness and how it’s basically a consequence of biochemistry. As someone who has lived for more than half a century in the modern post-war world, I feel I’m in a position to challenge his simplistic view that people’s ‘happiness setting’ doesn’t change as a consequence of external factors. To quote from
Sapiens:
Buying cars and writing novels do not change our biochemistry. They can change it for a fleeting moment, but it is soon back to its set point.
Well, it works for me. Nothing has given me greater long term happiness than writing a novel and getting it into the public arena – the fact that it’s been a total financial failure is, quite frankly, irrelevant. I really can’t explain that, but it’s probably been the single most important, self-satisfying event of my life. I can die happy. Also I enjoy driving possibly more than any other activity, so owning a car means more to me than just having personal transport. I used to ride motorcycles, so maybe that explains it.
I grew up in a volatile household, which I’ve delineated
elsewhere, and when I left home, the first 6 years were very depressing indeed. Over decades I turned all that around, so I think Harari’s ‘happiness setting’ is total bullshit.
But my biggest disagreement with Harari, which I alluded to before, is my advocacy for existentialist philosophy which he replaces with ‘the religion of liberal individualism’. Even though I can see similarities with Buddhism, I wouldn’t call existentialism a religion. Harari pre-empts this objection by claiming all ideologies, be they political or cultural, are no different to any religion. However, I have another objection of my own, which is that when Harari talks about religion, he is really talking about dogma.
In an issue of
Philosophy Now (Issue 127, Aug/Sep 2018), Sandy Grant, who is a philosopher at University of Cambridge, defines dogma as an ‘appeal to authority without critical thinking’. I’ve previously defined philosophy as ‘argument augmented by analysis’, which is the antithesis of dogma. In fact, I would go so far as to say that philosophy has been historically an antidote to religion, going all the way back to Socrates.
Existentialism is a humanist philosophy (paraphrasing Sartre) but it requires self-examination and a fundamental honesty to oneself, which is the opposite of the narcissism implied in Harari’s religion of self-obsession, which he euphemistically calls ‘liberal individualism’.
Harari is cynical, if not dismissive, about the need for purpose in life, yet
I would argue that it’s fundamental. I would recommend Viktor Frankl’s
Man’s Search for Meaning. Frankl was a holocaust survivor and psychologist, who argued that we find meaning in relationships, projects and adversity. In fact, I would contend that the whole meaning of life is about dealing with adversity, which is why it is the theme of every work of fiction ever recorded.
If I go back to the title of this post, which I think is what Harari’s book is all about, there is a hierarchy of ‘needs’ (not Maslow’s) that a society must provide to ensure what Harari calls ‘happiness’, which is not so much economical as psychological. Back in July 2015, I wrote one of my
400 word mini-essays in response to a
Question of the Month in
Philosophy Now. The only relevant part is my conclusion, which effectively says that a functioning society is based on trust.
You can’t have truth without trust; you can’t have justice without truth; you can’t have freedom without justice; and you can’t have happiness without freedom.
I think that succinctly answers Harari’s thesis on happiness. Biochemistry may play a role, but people won’t find happiness if all those prerequisites aren’t met, unless, of course, said people are part of a dictatorship’s oligarchy.
A utopian society would allow everyone to achieve their potential – that’s the ideal. The most important consequence of an existentialist approach is that you don’t forfeit your aspirations for the sake of family or nation or church or some other abstract ideal that Harari calls religion.
While on this subject, I will quote from another contributor to
Philosophy Now (Issue 110, Oct/Nov 2015), Simon Clarke, who is talking about John Stuart Mill, but who expresses my point of view better than I can.
An objectively good life, on Mill’s (Aristotelian) view, is one where a person has reached her potential, realizing the powers and abilities she possesses. According to Mill, the chief essential requirement for personal well-being is the development of individuality. By this he meant the development of a person’s unique powers, abilities, and talents, to their fullest potential.