Freedom of the will is requisite for all other freedoms

 I’ve recently read 2 really good books on consciousness and the mind, as well as watch countless YouTube videos on the topic, but the title of this post reflects the endpoint for me. Consciousness has evolved, so for most of the Universe’s history, it didn’t exist, yet without it, the Universe has no meaning and no purpose. Even using the word, purpose, in this context, is anathema to many scientists and philosophers, because it hints at teleology. In fact, Paul Davies raises that very point in one of the many video conversations he has with Robert Lawrence Kuhn in the excellent series, Closer to Truth.
 
Davies is an advocate of a cosmic-scale ‘loop’, whereby QM provides a backwards-in-time connection which can only be determined by a conscious ‘observer’. This is contentious, of course, though not his original idea – it came from John Wheeler. As Davies points out, Stephen Hawking was also an advocate, premised on the idea that there are a number of alternative histories, as per Feynman’s ‘sum-over-histories’ methodology, but only one becomes reality when an ‘observation’ is made. I won’t elaborate, as I’ve discussed it elsewhere, when I reviewed Hawking’s book, The Grand Design.
 
In the same conversation with Kuhn, Davies emphasises the fact that the Universe created the means to understand itself, through us, and quotes Einstein: The most incomprehensible thing about the Universe is that it’s comprehensible. Of course, I’ve made the exact same point many times, and like myself, Davies makes the point that this is only possible because of the medium of mathematics.
 
Now, I know I appear to have gone down a rabbit hole, but it’s all relevant to my viewpoint. Consciousness appears to have a role, arguably a necessary one, in the self-realisation of the Universe – without it, the Universe may as well not exist. To quote Wheeler: The universe gave rise to consciousness and consciousness gives meaning to the Universe.
 
Scientists, of all stripes, appear to avoid any metaphysical aspect of consciousness, but I think it’s unavoidable. One of the books I cite in my introduction is Philip Ball’s The Book of Minds; How to Understand Ourselves and Other Beings; from Animals to Aliens. It’s as ambitious as the title suggests, and with 450 pages, it’s quite a read. I’ve read and reviewed a previous book by Ball, Beyond Weird (about quantum mechanics), which is equally as erudite and thought-provoking as this one. Ball is a ‘physicalist’, as virtually all scientists are (though he’s more open-minded than most), but I tend to agree with Raymond Tallis that, despite what people claim, consciousness is still ‘unexplained’ and might remain so for some time, if not forever.
 
I like an idea that I first encountered in Douglas Hofstadter’s seminal tome, Godel, Escher, Bach; an Eternal Golden Braid, that consciousness is effectively a loop, at what one might call the local level. By which I mean it’s confined to a particular body. It’s created within that body but then it has a causal agency all of its own. Not everyone agrees with that. Many argue that consciousness cannot of itself ‘cause’ anything, but Ball is one of those who begs to differ, and so do I. It’s what free will is all about, which finally gets us back to the subject of this post.
 
Like me, Ball prefers to use the word ‘agency’ over free will. But he introduces the term, ‘volitional decision-making’ and gives it the following context:

I believe that the only meaningful notion of free will – and it is one that seems to me to satisfy all reasonable demands traditionally made of it – is one in which volitional decision-making can be shown to happen according to the definition I give above: in short, that the mind operates as an autonomous source of behaviour and control. It is this, I suspect, that most people have vaguely in mind when speaking of free will: the sense that we are the authors of our actions and that we have some say in what happens to us. (My emphasis)

And, in a roundabout way, this brings me to the point alluded to in the title of this post: our freedoms are constrained by our environment and our circumstances. We all wish to be ‘authors of our actions’ and ‘have some say in what happens to us’, but that varies from person to person, dependent on ‘external’ factors.

Writing stories, believe it or not, had a profound influence on how I perceive free will, because a story, by design, is an interaction between character and plot. In fact, I claim they are 2 sides of the same coin – each character has their own subplot, and as they interact, their storylines intertwine. This describes my approach to writing fiction in a nutshell. The character and plot represent, respectively, the internal and external journey of the story. The journey metaphor is apt, because a story always has the dimension of time, which is visceral, and is one of the essential elements that separates fiction from non-fiction. To stretch the analogy, character represents free will and plot represents fate. Therefore, I tell aspiring writers the importance of giving their characters free will.

A detour, but not irrelevant. I read an article in Philosophy Now sometime back, about people who can escape their circumstances, and it’s the subject of a lot of biographies as well as fiction. We in the West live in a very privileged time whereby many of us can aspire to, and attain, the life that we dream about. I remember at the time I left school, following a less than ideal childhood, feeling I had little control over my life. I was a fatalist in that I thought that whatever happened was dependent on fate and not on my actions (I literally used to attribute everything to fate). I later realised that this is a state-of-mind that many people have who are not happy with their circumstances and feel impotent to change them.

The thing is that it takes a fundamental belief in free will to rise above that and take advantage of what comes your way. No one who has made that journey will accept the self-denial that free will is an illusion and therefore they have no control over their destiny.

I will provide another quote from Ball that is more in line with my own thinking:

…minds are an autonomous part of what causes the future to unfold. This is different to the common view of free will in which the world somehow offers alternative outcomes and the wilful mind selects between them. Alternative outcomes – different, counterfactual realities – are not real, but metaphysical: they can never be observed. When we make a choice, we aren’t selecting between various possible futures, but between various imagined futures, as represented in the mind’s internal model of the world… (emphasis in the original)

And this highlights a point I’ve made before: that it’s the imagination which plays the key role in free will. I’ve argued that imagination is one of the facilities of a conscious mind that separates us (and other creatures) from AI. Now AI can also demonstrate agency, and, in a game of chess, for example, it will ‘select’ from a number of possible ‘moves’ based on certain criteria. But there are fundamental differences. For a start, the AI doesn’t visualise what it’s doing; it’s following a set of highly constrained rules, within which it can select from a number of options, one of which will be the optimal solution. Its inherent advantage over a human player isn’t just its speed but its ability to compare a number of possibilities that are impossible for the human mind to contemplate simultaneously.

The other book I read was Being You; A New Science of Consciousness by Anil Seth. I came across Seth when I did an online course on consciousness through New Scientist, during COVID lockdowns. To be honest, his book didn’t tell me a lot that I didn’t already know. For example, that the world, we all see and think exists ‘out there’, is actually a model of reality created within our heads. He also emphasises how the brain is a ‘prediction-making’ organ rather than a purely receptive one. Seth mentions that it uses a Bayesian model (which I also knew about previously), whereby it updates its prediction based on new sensory data. Not surprisingly, Seth describes all this in far more detail and erudition than I can muster.

Ball, Seth and I all seem to agree that while AI will become better at mimicking the human mind, this doesn’t necessarily mean it will attain consciousness. Applications software, ChatGPT (for example), despite appearances, does not ‘think’ the way we do, and actually does not ‘understand’ what it’s talking or writing about. I’ve written on this before, so I won’t elaborate.

Seth contends that the ‘mystery’ of consciousness will disappear in the same way that the 'mystery of life’ has effectively become a non-issue. What he means is that we no longer believe that there is some ‘elan vital’ or ‘life force’, which distinguishes living from non-living matter. And he’s right, in as much as the chemical origins of life are less mysterious than they once were, even though abiogenesis is still not fully understood.

By analogy, the concept of a soul has also lost a lot of its cogency, following the scientific revolution. Seth seems to associate the soul with what he calls ‘spooky free will’ (without mentioning the word, soul), but he’s obviously putting ‘spooky free will’ in the same category as ‘elan vital’, which makes his analogy and associated argument consistent. He then says:

Once spooky free will is out of the picture, it is easy to see that the debate over determinism doesn’t matter at all. There’s no longer any need to allow any non-deterministic elbow room for it to intervene. From the perspective of free will as a perceptual experience, there is simply no need for any disruption to the causal flow of physical events. (My emphasis)

Seth differs from Ball (and myself) in that he doesn’t seem to believe that something ‘immaterial’ like consciousness can affect the physical world. To quote:

But experiences of volition do not reveal the existence of an immaterial self with causal power over physical events.

Therefore, free will is purely a ‘perceptual experience’. There is a problem with this view that Ball himself raises. If free will is simply the mind observing effects it can’t cause, but with the illusion that it can, then its role is redundant to say the least. This is a view that Sabine Hossenfelder has also expressed: that we are merely an ‘observer’ of what we are thinking.

Your brain is running a calculation, and while it is going on you do not know the outcome of that calculation. So the impression of free will comes from our ‘awareness’ that we think about what we do, along with our inability to predict the result of what we are thinking.

Ball makes the point that we only have to look at all the material manifestations of human intellectual achievements that are evident everywhere we’ve been. And this brings me back to the loop concept I alluded to earlier. Not only does consciousness create a ‘local’ loop, whereby it has a causal effect on the body it inhabits but also on the external world to that body. This is stating the obvious, except, as I’ve mentioned elsewhere, it’s possible that one could interact with the external world as an automaton, with no conscious awareness of it. The difference is the role of imagination, which I keep coming back to. All the material manifestations of our intellect are arguably a result of imagination.

One insight I gained from Ball, which goes slightly off-topic, is evidence that bees have an internal map of their environment, which is why the dance they perform on returning to the hive can be ‘understood’ by other bees. We’ve learned this by interfering in their behaviour. What I find interesting is that this may have been the original reason that consciousness evolved into the form that we experience it. In other words, we all create an internal world that reflects the external world so realistically, that we think it is the actual world. I believe that this also distinguishes us (and bees) from AI. An AI can use GPS to navigate its way through the physical world, as well as other so-called sensory data, from radar or infra-red sensors or whatever, but it doesn’t create an experience of that world inside itself.

The human mind seems to be able to access an abstract world, which we do when we read or watch a story, or even write one, as I have done. I can understand how Plato took this idea to its logical extreme: that there is an abstract world, of which the one we inhabit is but a facsimile (though he used different terminology). No one believes that today – except, there is a remnant of Plato’s abstract world that persists, which is mathematics. Many mathematicians and physicists (though not all) treat mathematics as a neverending landscape that humans have the unique capacity to explore and comprehend. This, of course, brings me back to Davies’ philosophical ruminations that I opened this discussion with. And as he, and others (like Einstein, Feynman, Wigner, Penrose, to name but a few) have pointed out: the Universe itself seems to follow specific laws that are intrinsically mathematical and which we are continually discovering.

And this closes another loop: that the Universe created the means to comprehend itself, using the medium of mathematics, without which, it has no meaning. Of purpose, we can only conjecture.