I’ve been procrastinating about writing this post for some time, because it comes closest to a ‘theory’ of Life, the Universe and Everything. ‘Theory’ in this context being a philosophical point of view, not a scientifically testable theory in the Karl Popper sense (it can’t be falsified), but using what science we currently know and interpreting it to fit a particular philosophical prejudice, which is what most scientists and philosophers do even when they don’t admit it.
I’ve been watching a lot of YouTube videos, some of which attempt to reconcile science and religion, which could be considered a lost cause, mainly because there is a divide going back to the Dark Ages, which the Enlightenment never bridged despite what some people might claim. One of the many videos I watched was a moderated discussion between Richard Dawkins and Jordan Peterson, which remained remarkably civil, especially considering that Peterson really did go off on flights of fancy (from my perspective), comparing so-called religious ‘truths’ with scientific ‘truths’. I thought Dawkins handled it really well, because he went to pains not to ridicule Peterson, while pointing out fundamental problems with such comparisons.
I’m already going off on tangents I never intended, but I raise it because Peterson makes the point that science actually arose from the Judea-Christian tradition – a point that Dawkins didn’t directly challenge, but I would have. I always see the modern scientific enterprise, if I can call it that, starting with Copernicus, Galileo and Kepler, but given particular impetus by Newton and his contemporary and rival, Leibniz. It so happens that they all lived in Europe when it was dominated by Christianity, but the real legacy they drew on was from the Ancient Greeks with a detour into Islam where it acquired Hindu influences, which many people conveniently ignore. In particular, we adopted Hindu-Arabic arithmetic, incorporating zero as a decimal place-marker, without which physics would have been stillborn.
Christianity did its best to stop the scientific enterprise: for example, when it threatened Galileo with the inquisition and put him under house arrest. Modern science evolved despite Christianity, not because of it. And that’s without mentioning Darwin’s problems, which still has ramifications today in the most advanced technological nation in the world.
A lengthy detour, but only slightly off-topic. There is a mystery at the heart of everything on the very edge of our scientific understanding of the world that I believe is best expressed by Paul Davies, but was also taken up by Stephen Hawking, of all people, towards the end of his life. I say, ‘of all people’, because Hawking was famously sceptical of the role of philosophy, yet, according to his last collaborator, Thomas Hertog, he was very interested in the so-called Big Questions, and like Davies, was attracted to John Wheeler’s idea of a cosmic-scale quantum loop that attempts to relate the end result of the Universe to its beginning.
Implicit in this idea is that the Universe has a purpose, which has religious connotations. So I want to make that point up front and add that there is No God Required. I agree with Davies that science neither proves nor disproves the existence of God, which is very much a personal belief, independent of any rationalisation one can make.
I wrote a lengthy post on Hawking’s book, The Grand Design, back in 2020 (which he cowrote with Leonard Mlodinow). I will quote from that post to highlight the point I raised 2 paragraphs ago: the link between present and past.
Hawking contends that the ‘alternative histories’ inherent in Feynman’s mathematical method, not only affect the future but also the past. What he is implying is that when an observation is made it determines the past as well as the future. He talks about a ‘top down’ history in lieu of a ‘bottom up’ history, which is the traditional way of looking at things. In other words, cosmological history is one of many ‘alternative histories’ (his terminology) that evolve from QM.
Then I quote directly from Hawking’s text:
This leads to a radically different view of cosmology, and the relation between cause and effect. The histories that contribute to the Feynman sum don’t have an independent existence, but depend on what is being measured. We create history by our observation, rather than history creating us (my emphasis).
One can’t contemplate this without considering the nature of time. There are in fact 2 different experiences we have of time, and that has created debate among physicists as well as philosophers. The first experience is simply observational. Every event with a causal relationship that is separated by space is axiomatically also separated by time, and this is a direct consequence of the constant speed of light. If this wasn’t the case, then everything would literally happen at once. So there is an intrinsic relationship between time and light, which Einstein had the genius to see: was not just a fundamental law of the Universe; but changed perceptions of time and space for different observers. Not only that, his mathematical formulations of this inherent attribute, led him to the conclusion that time itself was fluid, dependent on an observer’s motion as well as the gravitational field in which they happened to be.
I’m going to make another detour because it’s important and deals with one of the least understood aspects of physics. One of the videos I watched that triggered this very essay was labelled The Single Most Important Experiment in Physics, which is the famous bucket experiment conducted by Newton, which I’ve discussed elsewhere. Without going into details, it basically demonstrates that there is a frame of reference for the entire universe, which Newton called absolute space and Einstein called absolute spacetime. Penrose also discusses the importance of this concept, because it means that all relativistic phenomena take place against a cosmic background. It’s why we can determine the Earth’s velocity with respect to the entire universe by measuring the Doppler shift against the CMBR (cosmic microwave background radiation).
Now, anyone with even a rudimentary knowledge of relativity theory knows that it’s not just time that’s fluid but also space. But, as Kip Thorne has pointed out, mathematically we can’t tell if it’s the space that changes in dimension or the ruler used to measure it. I’ve long contended that it’s the ruler, which can be the clock itself. We can use a clock to measure distance and if the clock changes, which relativity tell us it does, then it’s going to measure a different distance to a stationary observer. By stationary, I mean one who is travelling at a lesser speed with respect to the overall CMBR.
So what is the other aspect of time that we experience? It’s the very visceral sensation we all have that time ‘flows’, because we all ‘sense’ its ‘passing’. And this is the most disputed aspect of time, that many physicists tell us is an illusion, including Davies. Some, like Sabine Hossenfelder, are proponents of the ‘block universe’, first proposed by Einstein, whereby the future already exists like the past, which is why both Hossenfelder and Einstein believed in what is now called superdeterminism – everything is predetermined in advance – which is one of the reasons that Einstein didn’t like the philosophical ramifications of quantum mechanics (I’ll get to his ‘spooky action at a distance’ later).
Davies argues that the experience of time passing is a psychological phenomenon and the answer will be found in neuroscience, not physics. And this finally brings consciousness into the overall scheme of things. I’ve argued elsewhere that, without consciousness, the Universe has no meaning and no purpose. Since that’s the point of this dissertation, it can be summed up with an aphorism from Wheeler.
The Universe gave rise to consciousness and consciousness gives the Universe meaning.
I like to cite Schrodinger from his lectures on Mind and Matter appended to his tome, What is Life? Consciousness exists in a constant present, and I argue that it’s the only thing that does (the one possible exception is a photon of light, for which time is zero). As I keep pointing out, this is best demonstrated every time someone takes a photo: it freezes time, or more accurately, it creates an image frozen in time; meaning it’s forever in our past, but so is the event that it represents.
The flow of time we all experience is a logical consequence of this. In a way, Davies is right: it’s a neurological phenomenon, in as much as consciousness seems to ‘emerge’ from neuronal activity. But I’m not sure Davies would agree with me – in fact, I expect he wouldn’t.
Those who have some familiarity with my blog, may see a similarity between these 2 manifestations of time and my thesis on Type A time and Type B time (originally proposed by J.M.E. McTaggart, 1906); the difference between them, in both cases, being the inclusion of consciousness.
Now I’m going to formulate a radical idea, which is that in Type B time (the time without consciousness), the flow of time is not experienced but there are chains of causal events. And what if all the possible histories are all potentially there in the same way that future possible histories are, as dictated by Feynman’s model. And what if the one history that we ‘observe’, going all the way back to the pattern in the CMBR (our only remnant relic of the Big Bang), only became manifest when consciousness entered the Universe. And when I say ‘entered’ I mean that it arose out of a process that had evolved. Davies, and also Wheeler before him, speculated that the ‘laws’ of nature we observe have also evolved as part of the process. But what if those laws only became frozen in the past when consciousness finally became manifest. This is the backward-in-time quantum loop that Wheeler hypothesised.
I contend that QM can only describe the future (an idea espoused by Feynman’s collaborator, Freeman Dyson), meaning that Schrodinger’s equation can only describe the future, not the past. Once a ‘measurement’ is made, it no longer applies. Penrose explains this best, and has his own argument that the ‘collapse’ of the wave function is created by gravity. Leaving that aside, I argue that the wave function only exists in our future, which is why it’s never observed and why Schrodinger’s equation can’t be applied to events that have already happened. But what if it was consciousness that finally determined which of many past paths became the reality we observe. You can’t get more speculative than that, but it provides a mechanism for Wheeler’s ‘participatory universe’ that both Davies and Hawking found appealing.
I’m suggesting that the emergence of consciousness changed the way time works in the Universe, in that the past is now fixed and only the future is still open.
Another video I watched also contained a very radical idea, which is that spacetime is created like a web into the future (my imagery). The Universe appears to have an edge in time but not in space, and this is rarely addressed. It’s possible that space is being continually created with the Universe’s expansion – an idea explored by physicist, Richard Muller – but I think it’s more likely that the Universe is Euclidean, meaning flat, but bounded. We may never know.
But if the Universe has an edge in time, how does that work? I think the answer is quantum entanglement, though no one else does. Everyone agrees that entanglement is non-local, meaning it’s not restricted by the rules of relativity, and it’s not spatially dependent. I speculate that quantum entanglement is the Universe continually transitioning from a quantum state to a classical physics state. This idea is just as heretical as the one I proposed earlier, and while Einstein would call it ‘spooky action at a distance’, it makes sense, because in quantum cosmology, time mathematically disappears. And it disappears because you can’t ‘see’ the future of the Universe, even in principle.
Philosophy, at its best, challenges our long held views, such that we examine them more deeply than we might otherwise consider.
Paul P. Mealing
- Paul P. Mealing
- Check out my book, ELVENE. Available as e-book and as paperback (print on demand, POD). Also this promotional Q&A on-line.
Monday, 13 January 2025
Is there a cosmic purpose? Is our part in it a chimera?
Monday, 28 October 2024
Do we make reality?
Staring with New Scientist, there is an interview with theoretical physicist, Daniele Oriti, under the heading, “We have to embrace the fact that we make reality” (quotation marks in the original). In some respects, this continues on with themes I raised in my last post, but with different emphases.
This helps to explain the title of the post, but, even if it’s true, there are degrees of possibilities – it’s not all or nothing. Having said that, Donald Hoffman would argue that it is all or nothing, because, according to him, even ‘space and time don’t exist unperceived’. On the other hand, Oriti’s argument is closer to Paul Davies’ ‘participatory universe’ that I referenced in my last post.
Where Oriti and I possibly depart, philosophically speaking, is that he calls the idea of an independent reality to us ‘observers’, “naïve realism”. He acknowledges that this is ‘provocative’, but like many provocative ideas it provides food-for-thought. Firstly, I will delineate how his position differs from Hoffman’s, even though he never mentions Hoffman, but I think it’s important.
Both Oriti and Hoffman argue that there seems to be something even more fundamental than space and time, and there is even a recent YouTube video where Hoffman claims that he’s shown mathematically that consciousness produces the mathematical components that give rise to spacetime; he has published a paper on this (which I haven’t read). But, in both cases (by Hoffman and Oriti), the something ‘more fundamental’ is mathematical, and one needs to be careful about reifying mathematical expressions, which I once discussed with physicist, Mark John Fernee (Qld University).
The main issue I have with Hoffman’s approach is that space-time is dependent on conscious agents creating it, whereas, from my perspective and that of most scientists (although I’m not a scientist), space and time exists external to the mind. There is an exception, of course, and that is when we dream.
If I was to meet Hoffman, I would ask him if he’s heard of proprioception, which I’m sure he has. I describe it as the 6th sense we are mostly unaware of, but which we couldn’t live without. Actually, we could, but with great difficulty. Proprioception is the sense that tells us where our body extremities are in space, independently of sight and touch. Why would we need it, if space is created by us? On the other hand, Hoffman talks about a ‘H sapiens interface’, which he likens to ‘desktop icons on a computer screen’. So, somehow our proprioception relates to a ‘spacetime interface’ (his term) that doesn’t exist outside the mind.
A detour, but relevant, because space is something we inhabit, along with the rest of the Universe, and so is time. In relativity theory there is absolute space-time, as opposed to absolute space and time separately. It’s called the fabric of the universe, which is more than a metaphor. As Viktor Toth points out, even QFT seems to work ‘just fine’ with spacetime as its background.
We can do quantum field theory just fine on the curved spacetime background of general relativity.
[However] what we have so far been unable to do in a convincing manner is turn gravity itself into a quantum field theory.
And this is where Oriti argues we need to find something deeper. To quote:
Modern approaches to quantum gravity say that space-time emerges from something deeper – and this could offer a new foundation for physical laws.
He elaborates: I work with quantum gravity models in which you don’t start with a space-time geometry, but from more abstract “atomic” objects described in purely mathematical language. (Quotation marks in the original.)
And this is the nub of the argument: all our theories are mathematical models and none of them are complete, in as much as they all have limitations. If one looks at the history of physics, we have uncovered new ‘laws’ and new ‘models’ when we’ve looked beyond the limitations of an existing theory. And some mathematical models even turned out to be incorrect, despite giving answers to what was ‘known’ at the time. The best example being Ptolemy’s Earth-centric model of the solar system. Whether string theory falls into the same category, only future historians will know.
In addition, different models work at different scales. As someone pointed out (Mile Gu at the University of Queensland), mathematical models of phenomena at one scale are different to mathematical models at an underlying scale. He gave the example of magnetism, demonstrating that mathematical modelling of the magnetic forces in iron could not predict the pattern of atoms in a 3D lattice as one might expect. In other words, there should be a causal link between individual atoms and the overall effect, but it could not be determined mathematically. To quote Gu: “We were able to find a number of properties that were simply decoupled from the fundamental interactions.” Furthermore, “This result shows that some of the models scientists use to simulate physical systems have properties that cannot be linked to the behaviour of their parts.”
This makes me sceptical that we will find an overriding mathematical model that will entail the Universe at all scales, which is what theories of quantum gravity attempt to do. One of the issues that some people raise is that a feature of QM is superposition, and the superposition of a gravitational field seems inherently problematic.
Personally, I think superposition only makes sense if it’s describing something that is yet to happen, which is why I agree with Freeman Dyson that QM can only describe the future, which is why it only gives us probabilities.
Also, in quantum cosmology, time disappears (according to Paul Davies, among others) and this makes sense (to me), if it’s attempting to describe the entire universe into the future. John Barrow once made a similar point, albeit more eruditely.
Getting off track, but one of the points that Oriti makes is whether the laws and the mathematics that describes them are epistemic or ontic. In other words, are they reality or just descriptions of reality. I think it gets blurred, because while they are epistemic by design, there is still an ontology that exists without them, whereas Oriti calls that ‘naïve realism’. He contends that reality doesn’t exist independently of us. This is where I always cite Kant: that we may never know the ‘thing-in-itself,’ but only our perception of it. Where I diverge from Kant is that the mathematical models are part of our perception. Where I depart from Oriti is that I argue there is a reality independently of us.
Both QM and relativity theory are observer-dependent, which means they could both be describing an underlying reality that continually eludes us. Whereas Oriti argues that ‘reality is made by our models, not just described by them’, which would make it subjective.
As I pointed out in my last post, there is an epistemological loop, whereby the Universe created the means to understand itself, through us. Whether there is also an ontological loop as both Davies and Oriti infer, is another matter: do we determine reality through our quantum mechanical observations? I will park that while I elaborate on the epistemic loop.
And this finally brings me to the article in Philosophy Now by James Miles titled, We’re as Smart as the Universe gets. He argues that, from an evolutionary perspective, there is a one-in-one-billion possibility that a species with our cognitive abilities could arise by natural selection, and there is no logical reason why we would evolve further, from an evolutionary standpoint. I have touched on this before, where I pointed out that our cultural evolution has overtaken our biological evolution and that would also happen to any other potential species in the Universe who developed cognitive abilities to the same level. Dawkins coined the term, ‘meme’, to describe cultural traits that have ‘survived’, which now, of course, has currency on social media way beyond its original intention. Basically, Dawkins saw memes as analogous to genes, which get selected; not by a natural process but by a cultural process.
I’ve argued elsewhere that mathematical theorems and scientific theories are not inherently memetic. This is because they are chosen because they are successful, whereas memes are successful because they are chosen. Nevertheless, such theorems and theories only exist because a culture has developed over millennia which explores them and builds on them.
Miles talks about ‘the high intelligence paradox’, which he associates with Darwin’s ‘highest and most interesting problem’. He then discusses the inherent selection advantage of co-operation, not to mention specialisation. He talks about the role that language has played, which is arguably what really separates us from other species. I’ve argued that it’s our inherent ability to nest concepts within concepts ad-infinitum (which is most obvious in our facility for language, like I’m doing now) that allows us to, not only tell stories, compose symphonies, explore an abstract mathematical landscape, but build motor cars, aeroplanes and fly men to the moon. Are we the only species in the Universe with this super-power? I don’t know, but it’s possible.
There are 2 quotes I keep returning to:
The most incomprehensible thing about the Universe is that it’s comprehensible. (Einstein)
The Universe gave rise to consciousness and consciousness gives meaning to the Universe. (Wheeler)
I haven’t elaborated, but Miles makes the point, while referencing historical antecedents, that there appears no evolutionary 'reason’ that a species should make this ‘one-in-one-billion transition’ (his nomenclature). Yet, without this transition, the Universe would have no meaning that could be comprehended. As I say, that’s the epistemic loop.
As for an ontic loop, that is harder to argue. Photons exist in zero time, which is why I contend they are always in the future of whatever they interact with, even if they were generated in the CMBR some 13.5 billion years ago. So how do we resolve that paradox? I don’t know, but maybe that’s the link that Davies and Oriti are talking about, though neither of them mention it. But here’s the thing: when you do detect such a photon (for which time is zero) you instantaneously ‘see’ back to 380,000 years after the Universe’s birth.
Saturday, 12 October 2024
Freedom of the will is requisite for all other freedoms
I’ve recently read 2 really good books on consciousness and the mind, as well as watch countless YouTube videos on the topic, but the title of this post reflects the endpoint for me. Consciousness has evolved, so for most of the Universe’s history, it didn’t exist, yet without it, the Universe has no meaning and no purpose. Even using the word, purpose, in this context, is anathema to many scientists and philosophers, because it hints at teleology. In fact, Paul Davies raises that very point in one of the many video conversations he has with Robert Lawrence Kuhn in the excellent series, Closer to Truth.
Davies is an advocate of a cosmic-scale ‘loop’, whereby QM provides a backwards-in-time connection which can only be determined by a conscious ‘observer’. This is contentious, of course, though not his original idea – it came from John Wheeler. As Davies points out, Stephen Hawking was also an advocate, premised on the idea that there are a number of alternative histories, as per Feynman’s ‘sum-over-histories’ methodology, but only one becomes reality when an ‘observation’ is made. I won’t elaborate, as I’ve discussed it elsewhere, when I reviewed Hawking’s book, The Grand Design.
In the same conversation with Kuhn, Davies emphasises the fact that the Universe created the means to understand itself, through us, and quotes Einstein: The most incomprehensible thing about the Universe is that it’s comprehensible. Of course, I’ve made the exact same point many times, and like myself, Davies makes the point that this is only possible because of the medium of mathematics.
Now, I know I appear to have gone down a rabbit hole, but it’s all relevant to my viewpoint. Consciousness appears to have a role, arguably a necessary one, in the self-realisation of the Universe – without it, the Universe may as well not exist. To quote Wheeler: The universe gave rise to consciousness and consciousness gives meaning to the Universe.
Scientists, of all stripes, appear to avoid any metaphysical aspect of consciousness, but I think it’s unavoidable. One of the books I cite in my introduction is Philip Ball’s The Book of Minds; How to Understand Ourselves and Other Beings; from Animals to Aliens. It’s as ambitious as the title suggests, and with 450 pages, it’s quite a read. I’ve read and reviewed a previous book by Ball, Beyond Weird (about quantum mechanics), which is equally as erudite and thought-provoking as this one. Ball is a ‘physicalist’, as virtually all scientists are (though he’s more open-minded than most), but I tend to agree with Raymond Tallis that, despite what people claim, consciousness is still ‘unexplained’ and might remain so for some time, if not forever.
I like an idea that I first encountered in Douglas Hofstadter’s seminal tome, Godel, Escher, Bach; an Eternal Golden Braid, that consciousness is effectively a loop, at what one might call the local level. By which I mean it’s confined to a particular body. It’s created within that body but then it has a causal agency all of its own. Not everyone agrees with that. Many argue that consciousness cannot of itself ‘cause’ anything, but Ball is one of those who begs to differ, and so do I. It’s what free will is all about, which finally gets us back to the subject of this post.
Like me, Ball prefers to use the word ‘agency’ over free will. But he introduces the term, ‘volitional decision-making’ and gives it the following context:
I believe that the only meaningful notion of free will – and it is one that seems to me to satisfy all reasonable demands traditionally made of it – is one in which volitional decision-making can be shown to happen according to the definition I give above: in short, that the mind operates as an autonomous source of behaviour and control. It is this, I suspect, that most people have vaguely in mind when speaking of free will: the sense that we are the authors of our actions and that we have some say in what happens to us. (My emphasis)
And, in a roundabout way, this brings me to the point alluded to in the title of this post: our freedoms are constrained by our environment and our circumstances. We all wish to be ‘authors of our actions’ and ‘have some say in what happens to us’, but that varies from person to person, dependent on ‘external’ factors.
Writing stories, believe it or not, had a profound influence on how I perceive free will, because a story, by design, is an interaction between character and plot. In fact, I claim they are 2 sides of the same coin – each character has their own subplot, and as they interact, their storylines intertwine. This describes my approach to writing fiction in a nutshell. The character and plot represent, respectively, the internal and external journey of the story. The journey metaphor is apt, because a story always has the dimension of time, which is visceral, and is one of the essential elements that separates fiction from non-fiction. To stretch the analogy, character represents free will and plot represents fate. Therefore, I tell aspiring writers the importance of giving their characters free will.
A detour, but not irrelevant. I read an article in Philosophy Now sometime back, about people who can escape their circumstances, and it’s the subject of a lot of biographies as well as fiction. We in the West live in a very privileged time whereby many of us can aspire to, and attain, the life that we dream about. I remember at the time I left school, following a less than ideal childhood, feeling I had little control over my life. I was a fatalist in that I thought that whatever happened was dependent on fate and not on my actions (I literally used to attribute everything to fate). I later realised that this is a state-of-mind that many people have who are not happy with their circumstances and feel impotent to change them.
The thing is that it takes a fundamental belief in free will to rise above that and take advantage of what comes your way. No one who has made that journey will accept the self-denial that free will is an illusion and therefore they have no control over their destiny.
I will provide another quote from Ball that is more in line with my own thinking:
…minds are an autonomous part of what causes the future to unfold. This is different to the common view of free will in which the world somehow offers alternative outcomes and the wilful mind selects between them. Alternative outcomes – different, counterfactual realities – are not real, but metaphysical: they can never be observed. When we make a choice, we aren’t selecting between various possible futures, but between various imagined futures, as represented in the mind’s internal model of the world… (emphasis in the original)
And this highlights a point I’ve made before: that it’s the imagination which plays the key role in free will. I’ve argued that imagination is one of the facilities of a conscious mind that separates us (and other creatures) from AI. Now AI can also demonstrate agency, and, in a game of chess, for example, it will ‘select’ from a number of possible ‘moves’ based on certain criteria. But there are fundamental differences. For a start, the AI doesn’t visualise what it’s doing; it’s following a set of highly constrained rules, within which it can select from a number of options, one of which will be the optimal solution. Its inherent advantage over a human player isn’t just its speed but its ability to compare a number of possibilities that are impossible for the human mind to contemplate simultaneously.
The other book I read was Being You; A New Science of Consciousness by Anil Seth. I came across Seth when I did an online course on consciousness through New Scientist, during COVID lockdowns. To be honest, his book didn’t tell me a lot that I didn’t already know. For example, that the world, we all see and think exists ‘out there’, is actually a model of reality created within our heads. He also emphasises how the brain is a ‘prediction-making’ organ rather than a purely receptive one. Seth mentions that it uses a Bayesian model (which I also knew about previously), whereby it updates its prediction based on new sensory data. Not surprisingly, Seth describes all this in far more detail and erudition than I can muster.
Ball, Seth and I all seem to agree that while AI will become better at mimicking the human mind, this doesn’t necessarily mean it will attain consciousness. Applications software, ChatGPT (for example), despite appearances, does not ‘think’ the way we do, and actually does not ‘understand’ what it’s talking or writing about. I’ve written on this before, so I won’t elaborate.
Seth contends that the ‘mystery’ of consciousness will disappear in the same way that the 'mystery of life’ has effectively become a non-issue. What he means is that we no longer believe that there is some ‘elan vital’ or ‘life force’, which distinguishes living from non-living matter. And he’s right, in as much as the chemical origins of life are less mysterious than they once were, even though abiogenesis is still not fully understood.
By analogy, the concept of a soul has also lost a lot of its cogency, following the scientific revolution. Seth seems to associate the soul with what he calls ‘spooky free will’ (without mentioning the word, soul), but he’s obviously putting ‘spooky free will’ in the same category as ‘elan vital’, which makes his analogy and associated argument consistent. He then says:
Once spooky free will is out of the picture, it is easy to see that the debate over determinism doesn’t matter at all. There’s no longer any need to allow any non-deterministic elbow room for it to intervene. From the perspective of free will as a perceptual experience, there is simply no need for any disruption to the causal flow of physical events. (My emphasis)
Seth differs from Ball (and myself) in that he doesn’t seem to believe that something ‘immaterial’ like consciousness can affect the physical world. To quote:
But experiences of volition do not reveal the existence of an immaterial self with causal power over physical events.
Therefore, free will is purely a ‘perceptual experience’. There is a problem with this view that Ball himself raises. If free will is simply the mind observing effects it can’t cause, but with the illusion that it can, then its role is redundant to say the least. This is a view that Sabine Hossenfelder has also expressed: that we are merely an ‘observer’ of what we are thinking.
Your brain is running a calculation, and while it is going on you do not know the outcome of that calculation. So the impression of free will comes from our ‘awareness’ that we think about what we do, along with our inability to predict the result of what we are thinking.
Ball makes the point that we only have to look at all the material manifestations of human intellectual achievements that are evident everywhere we’ve been. And this brings me back to the loop concept I alluded to earlier. Not only does consciousness create a ‘local’ loop, whereby it has a causal effect on the body it inhabits but also on the external world to that body. This is stating the obvious, except, as I’ve mentioned elsewhere, it’s possible that one could interact with the external world as an automaton, with no conscious awareness of it. The difference is the role of imagination, which I keep coming back to. All the material manifestations of our intellect are arguably a result of imagination.
One insight I gained from Ball, which goes slightly off-topic, is evidence that bees have an internal map of their environment, which is why the dance they perform on returning to the hive can be ‘understood’ by other bees. We’ve learned this by interfering in their behaviour. What I find interesting is that this may have been the original reason that consciousness evolved into the form that we experience it. In other words, we all create an internal world that reflects the external world so realistically, that we think it is the actual world. I believe that this also distinguishes us (and bees) from AI. An AI can use GPS to navigate its way through the physical world, as well as other so-called sensory data, from radar or infra-red sensors or whatever, but it doesn’t create an experience of that world inside itself.
The human mind seems to be able to access an abstract world, which we do when we read or watch a story, or even write one, as I have done. I can understand how Plato took this idea to its logical extreme: that there is an abstract world, of which the one we inhabit is but a facsimile (though he used different terminology). No one believes that today – except, there is a remnant of Plato’s abstract world that persists, which is mathematics. Many mathematicians and physicists (though not all) treat mathematics as a neverending landscape that humans have the unique capacity to explore and comprehend. This, of course, brings me back to Davies’ philosophical ruminations that I opened this discussion with. And as he, and others (like Einstein, Feynman, Wigner, Penrose, to name but a few) have pointed out: the Universe itself seems to follow specific laws that are intrinsically mathematical and which we are continually discovering.
And this closes another loop: that the Universe created the means to comprehend itself, using the medium of mathematics, without which, it has no meaning. Of purpose, we can only conjecture.
Saturday, 7 September 2024
Science and religion meet at the boundary of humanity’s ignorance
I watched a YouTube debate (90 mins) between Sir Roger Penrose and William Lane Craig, and, if I’m honest, I found it a bit frustrating because I wish I was debating Craig instead of Penrose. I also think it would have been more interesting if Craig debated someone like Paul Davies, who is more philosophically inclined than Penrose, even though Penrose is more successful as a scientist, and as a physicist, in particular.
But it was set up as an atheist versus theist debate between 2 well known personalities, who were mutually respectful and where there was no animosity evident at all. I confess to having my own biases, which would be obvious to any regular reader of this blog. I admit to finding Craig arrogant and a bit smug in his demeanour, but to be fair, he was on his best behaviour, and perhaps he’s matured (or perhaps I have) or perhaps he adapts to whoever he’s facing. When I call it a debate, it wasn’t very formal and there wasn’t even a nominated topic. I felt the facilitator or mediator had his own biases, but I admit it would be hard to find someone who didn’t.
Penrose started with his 3 worlds philosophy of the physical, the mental and the abstract, which has long appealed to me, though most scientists and many philosophers would contend that the categorisation is unnecessary, and that everything is physical at base. Penrose proposed that they present 3 mysteries, though the mysteries are inherent in the connections between them rather than the categories themselves. This became the starting point of the discussion.
Craig argued that the overriding component must surely be ‘mind’, whereas Penrose argued that it should be the abstract world, specifically mathematics, which is the position of mathematical Platonists (including myself). Craig pointed out that mathematics can’t ‘create’ the physical, (which is true) but a mind could. As the mediator pointed out (as if it wasn’t obvious) said mind could be God. And this more or less set the course for the remainder of the discussion, with a detour to Penrose’s CCC theory (Conformal Cyclic Cosmology).
I actually thought that this was Craig’s best argument, and I’ve written about it myself, in answer to a question on Quora: Did math create the Universe? The answer is no, nevertheless I contend that mathematics is a prerequisite for the Universe to exist, as the laws that allowed the Universe to evolve, in all its facets, are mathematical in nature. Note that this doesn’t rule out a God.
Where I would challenge Craig, and where I’d deviate from Penrose, is that we have no cognisance of who this God is or even what ‘It’ could be. Could not this God be the laws of the Universe themselves? Penrose struggled with this aspect of the argument, because, from a scientific perspective, it doesn’t tell us anything that we can either confirm or falsify. I know from previous debates that Craig has had, that he would see this as a win. A scientist can’t refute his God’s existence, nor can they propose an alternative, therefore it’s his point by default.
This eventually led to a discussion on the ‘fine-tuning’ of the Universe, which in the case of entropy, is what led Penrose to formulate his CCC model of the Universe. Of course, the standard alternative is the multiverse and the anthropic principle, which, as Penrose points out, is also applicable to his CCC model, where you have an infinite sequence of universes as opposed to an infinity of simultaneous ones, which is the orthodox response among cosmologists.
This is where I would have liked to have seen Paul Davies respond, because he’s an advocate of John Wheeler’s so-called ‘participatory Universe’, which is effectively the ‘strong anthropic principle’ as opposed to the ‘weak anthropic principle’. The weak anthropic principle basically says that ‘observers’ (meaning us) can only exist in a universe that allows observers to exist – a tautology. Whereas the strong anthropic principle effectively contends that the emergence of observers is a necessary condition for the Universe to exist (the observers don’t have to be human). Basically, Wheeler was an advocate of a cosmic, acausal (backward-in-time) link from conscious observers to the birth of the Universe. I admit this appeals to me, but as Craig would expound, it’s a purely metaphysical argument, and so is the argument for God.
The other possibility that is very rarely expressed, is that God is the end result of the Universe rather than its progenitor. In other words, the ‘mind’ that Craig expounded upon is a consequence of all of us. This aligns more closely with the Hindu concept of Atman or a Buddhist concept of collective karma – we get the God we deserve. Erwin Schrodinger, who studied the Upanishads, discusses Atman as a pluralistic ‘mind’ (in What is Life?). My point would be that the Judea-Christian-Islamic God does not have a monopoly on Craig’s overriding ‘mind’ concept.
A recurring theme on this blog is that there will always be mysteries – we can never know everything – and it’s an unspoken certitude that there will forever be knowledge beyond our cognition. The problem that scientists sometimes have, but are reluctant to admit, is that we can’t explain everything, even though we keep explaining more by the generation. And the problem that theologians sometimes have is that our inherent ignorance is neither ‘proof’ nor ‘evidence’ that there is a ‘creator’ God.
I’ve argued elsewhere that a belief in God is purely a subjective and emotional concept, which one then rationalises with either cultural references or as an ultimate explanation for our existence.
Addendum: I like this quote, albeit out of context, from Spinoza:: "The sum of the natural and physical laws of the universe and certainly not an individual entity or creator".
Saturday, 29 June 2024
Feeling is fundamental
I’m not sure I’ve ever had an original idea, but I sometimes raise one that no one else seems to talk about. And this is one of them: I contend that the primary, essential attribute of consciousness is to be able to feel, and the ability to comprehend is a secondary attribute.
I don’t even mind if this contentious idea triggers debate, but we tend to always discuss consciousness in the context of human consciousness, where we metaphorically talk about making decisions based on the ‘head’ or the ‘heart’. I’m unsure of the origin of this dichotomy, but there is an inference that our emotional and rational ‘centres’ (for want of a better word) have different loci (effectively, different locations). No one believes that, of course, but possibly people once did. The thing is that we are all aware that sometimes our emotional self and rational self can be in conflict. This is already going down a path I didn’t intend, so I may return at a later point.
There is some debate about whether insects have consciousness, but I believe they do because they demonstrate behaviours associated with fear and desire, be it for sustenance or company. In other respects, I think they behave like automatons. Colonies of ants and bees can build a nest without a blueprint except the one that apparently exists in their DNA. Spiders build webs and birds build nests, but they don’t do it the way we would – it’s all done organically, as if they have a model in their brain that they can follow; we actually don’t know.
So I think the original role of consciousness in evolutionary terms was to feel, concordant with abilities to act on those feelings. I don’t believe plants can feel, but they’d have very limited ability to act on them, even if they could. They can communicate chemically, and generally rely on the animal kingdom to propagate, which is why a global threat to bee populations is very serious indeed.
So, in evolutionary terms, I think feeling came before cognitive abilities – a point I’ve made before. It’s one of the reasons that I think AI will never be sentient – a viewpoint not shared by most scientists and philosophers, from what I’ve read. AI is all about cognitive abilities; specifically, the ability to acquire knowledge and then deploy it to solve problems. Some argue that by programming biases into the AI, we will be simulating emotions. I’ve explored this notion in my own sci-fi, where I’ve added so-called ‘attachment programming’ to an AI to simulate loyalty. This is fiction, remember, but it seems plausible.
Psychological studies have revealed that we need an emotive component to behave rationally, which seems counter-intuitive. But would we really prefer if everyone was a zombie or a psychopath, with no ability to empathise or show compassion. We see enough of this already. As I’ve pointed out before, in any ingroup-outgroup scenario, totally rational individuals can become totally irrational. We’ve all observed this, possibly actively participated.
An oft made point (by me) that I feel is not given enough consideration is the fact that without consciousness, the universe might as well not exist. I agree with Paul Davies (who does espouse something similar) that the universe’s ability to be self-aware, would seem to be a necessary condition for its existence (my wording, not his). I recently read a stimulating essay in the latest edition of Philosophy Now (Issue 162, June/July 2024) titled enigmatically, Significance, by Ruben David Azevedo, a ‘Portuguese philosophy and social sciences teacher’. His self-described intent is to ‘Tell us why, in a limitless universe, we’re not insignificant’. In fact, that was the trigger for this post. He makes the point (that I’ve made elsewhere myself), that in both time and space, we couldn’t be more insignificant, which leads many scientists and philosophers to see us as a freakish by-product of an otherwise purposeless universe. A perspective that Davies has coined ‘the absurd universe’. In light of this, it’s worth reading Azevedo’s conclusion:
In sum, humans are neither insignificant nor negligible in this mind-blowing universe. No living being is. Our smallness and apparent peripherality are far from being measures of our insignificance. Instead, it may well be the case that we represent the apex of cosmic evolution, for we have this absolute evident and at the same time mysterious ability called consciousness to know both ourselves and the universe.
I’m not averse to the idea that there is a cosmic role for consciousness. I like John Wheeler’s obvious yet pertinent observation:
The Universe gave rise to consciousness, and consciousness gives meaning to the Universe.
And this is my point: without consciousness, the Universe would have no meaning. And getting back to the title of this essay, we give the Universe feeling. In fact, I’d say that the ability to feel is more significant than the ability to know or comprehend.
Think about the role of art in all its manifestations, and how it’s totally dependent on the ability to feel. In some respects, I consider AI-generated art a perversion, because any feeling we have for its products is of our own making, not the AI’s.
I’m one of those weird people who can even find beauty in mathematics, while acknowledging only a limited ability to pursue it. It’s extraordinary that I can find beauty in a symphony, or a well-written story, or the relationship between prime numbers and Riemann’s Zeta function.
Addendum: I realised I can’t leave this topic without briefly discussing the biochemical role in emotional responses and behaviours. I’m thinking of the brain’s drugs-of-choice like serotonin, dopamine, oxytocin and endorphins. Some may argue that these natural ‘messengers’ are all that’s required to explain emotions. However, there are other drugs, like alcohol and caffeine (arguably the most common) that also affect us emotionally, sometimes to our detriment. My point being that the former are nature’s target-specific mechanisms to influence the way we feel, without actually being the genesis of feelings per se.
Saturday, 30 October 2021
Natural laws; a misnomer?
I’ve referenced Raymond Tallis before, and I have to say up front that I have a lot of respect for his obvious erudition and the breadth of his intellectual discourse. He is an author and regular columnist in Philosophy Now, with a background in neuroscience. I always read his column, because he’s erudite and provocative. In Issue 144 (June/July 2021) he wrote an essay titled, The Laws of Nature. He didn’t use the term ‘misnomer’ anywhere, but that was the gist of his argument.
Tallis and I have a fundamental disagreement concerning the philosophy of science; and physics, in particular. This will become obvious as I expound on his article. He starts by pointing out how the word ‘law’ has theological connotations, as well as cultural ones. It’s a word normally associated with humanmade rules or edicts, which are necessary just so we can live together. An obvious one is what side of the road to drive on, otherwise we would have carnage and road-rage would be the least of our worries.
Science evolved out of a religious epistemology (I know that’s an oxymoron), but the pioneers of physics, like Galileo, Kepler and Newton, were all religious people and, from their perspective, they were uncovering ‘God’s laws’. This even extended to Einstein, who often referred to ‘God’ in a metaphorical sense, and saw himself and his contemporary physicists as uncovering the ‘Old One’s Secrets’. Even Stephen Hawking, a self-declared atheist, coined the phrase, ‘The Mind of God’.
So I agree with Tallis on this point that the use of the word, law, in this context, is misleading and carries the baggage of an earlier time, going back to the ancient Greeks (and other cultures) that human affairs were contingent on the whims of the Gods.
So Tallis searched around for an alternative term, and came up with ‘habits’, whilst admitting that it’s not ideal and that ‘it will have to punch above its usual weight’. But I think Tallis chose the word because, in human terms, ‘habit’ means something we acquire out of familiarity, and may or may not be the best method, or approach, to a specific situation. The idea that nature follows ‘habits’ implies there is no rhyme or reason behind their efficacy or apparent success. Even the word, 'success', is loaded, yet I think it subverts his point, because they are ‘successful’ in the sense that they ultimately produced a lifeform that can cognise them (more on that below).
Tallis makes the point that in nature ‘things just happen’, and the ‘laws’ are our attempt to ‘explain’ them. But, extending this line of thought, he suggests that actually we invent laws to ‘describe’ what nature does, which is why ‘habits’ is a better term.
The expectation of finding an explanation of nature’s regularity is the result of extrapolating to the whole of things the belief that every individual thing happens for a reason – that nothing ‘just happens’.
The word ‘regularity’ is apt and is one that physicists often use, because that is what we have learned about nature on all scales, and it is why it is predictable to the degree that it is. There is, of course, a missing element in all this, and that is the role of mathematics. I’m not surprised that Tallis doesn’t mention the word (even once as best I can recall), because he believes that physicists have a tendency to ‘mistake the map for the territory’ when they invoke mathematics as having a pivotal role in our epistemology. In another essay, he once argued that the only reason mathematics has a place in physics is because we need to measure things, or quantify them, in order to make predictions that can be verified. However, the very laws (or habits) that are the subject of his essay, are completely dependent on mathematics to be comprehensible at all.
In closing, Tallis makes a very good argument: there is a gap between the ‘habits’ that nature follows and the humanmade ‘laws’ in our science that we use to describe these habits. He makes the point that we are forever trying to close this gap as we discover more about nature’s habits. And he’s right, because it appears that no matter how much we learn, there are always more of nature’s secrets to decipher. Every theory we’ve devised thus far has limits and we’ve even reached a point where our theory for the very large appears irreconcilable (mathematically) with our theory for the very small. But the point I’d make is that mathematics not only gives us our best description of reality, it also delineates the limitations of any particular theory. Consequently, I contend there will always be a gap.
Physicists say that the best we can do is provide a model and that model is always mathematical. Hawking made this point in his book, The Grand Design. So the model describes the laws, or habits, to the extent that we understand them at the time, and that it gets updated as we learn more.
Tallis mentions the well-known example of Newton’s ‘laws’ being surpassed by Einstein’s. But here’s the thing: the ‘inverse square law’ still applies and that’s not surprising, as it’s dependent on the Universe existing in 3 spatial dimensions. So we not only have a ‘law’ that carries over, but we have an explanation for it. But here’s another thing: the 3 spatial dimensions in combination with the single dimension of time is probably the only combination of dimensions that would allow for a universe to be habitable. Cosmologist and Fellow of the Royal Society, John D Barrow, expounds on this in some detail in his book, The Constants of Nature. (As a side note, planets can only remain in stable orbits over astronomical time periods in 3 dimensions of space.) So where I depart philosophically from Tallis is that there are fundamental parameters in the Universe’s very structure that determine the consequences of something existing that can understand that structure.
Nevertheless, I agree with Tallis to the extent that I think the term, 'law', is a misnomer, and I think a better word is ‘principle’. If one goes back to Einstein’s theory of gravity replacing Newton’s, it introduces a fundamental principle called the 'principle of least action', which I think was pointed out by Emmy Noether, not Einstein. As it turns out, the principle of least action also ‘explains’ or ‘describes’ optical refraction, as well as forming the basis of Richard Feynman’s path integral method for QED (quantum electrodynamics). The principle of least action, naturally, has a mathematical formulation called the Lagrangian.
Speaking of Emmy Noether, she derived a famous mathematical theorem (called Noether’s theorem) that is a fundamental ‘principle’ in physics, describing the intrinsic relationship between symmetries and conservation laws. It’s hard to avoid the term, 'law', in this context because it appears to be truly fundamental based on everything we know.
So, is this a case of confusing the map with the terrain? Maybe. The Universe doesn’t exist in numbers – it exists as a process constrained by critical parameters, all of which can only be deciphered by mathematics. To give just one example: Planck’s constant, h, determines the size of atoms which form the basis of everything you see and touch.
Other relevant posts: the-lagrangian-possibly-most.html
the-universes-natural-units_9.html
Wednesday, 26 August 2020
Did the Universe see us coming?
I recently read The Grand Design by Stephen Hawking (2010), co-authored by Leonard Mlodinow, who gets ‘second billing’ (with much smaller font) on the cover, so one is unsure what his contribution was. Having said that, other titles listed by Mlodinow (Euclid’s Window and Feynman’s Rainbow) make me want to search him out. But the prose style does appear to be quintessential Hawking, with liberal lashings of one-liners that we’ve come to know him for. Also, I think one can confidently assume that everything in the book has Hawking’s imprimatur.
I found this book so thought-provoking that, on finishing it, I went back to the beginning, so I could re-read his earlier chapters in the context of his later ones. On the very first page he says, rather provocatively, ‘philosophy is dead’. He then spends the rest of the book giving his account of ‘life, the universe and everything’ (which, in one of his early quips, ‘is not 42’). He ends the first chapter (introduction, really) with 3 questions:
1) Why is there something rather than nothing?
2) Why do we exist?
3) Why this particular set of laws and not some other?
It’s hard to get more philosophical than this.
I haven’t read everything he’s written, but I’m familiar with his ideas and achievements, as well as some of his philosophy and personal prejudices. ‘Prejudice’ is a word that is usually used pejoratively, but I use it in the same sense I use it on myself, regarding my ‘pet’ theories or beliefs. For example, one of my prejudices (contrary to accepted philosophical wisdom) is that AI will not achieve consciousness.
Nevertheless, Hawking expresses some ideas that I would not have expected of him. His chapter titled, What is Reality? is where he first challenges the accepted wisdom of the general populace. He argues, rather convincingly, that there are only ‘models of reality’, including the ones we all create inside our heads. He doesn’t say there is no objective reality, but he says that, if we have 2 or more ‘models of reality’ that agree with the evidence, then one cannot say that one is ‘more true’ than another.
For example, he says, ‘although it is not uncommon for people to say that Copernicus proved Ptolemy wrong, that is not true’. He elaborates: ‘one can use either picture as a model of the universe, for our observations of the heavens can be explained by assuming either the earth or the sun is at rest’.
However, as I’ve pointed out in other posts, either the Sun goes around the Earth or the Earth goes around the Sun. It has to be one or the other, so one of those models is wrong.
He argues that we only ‘believe’ there is an ‘objective reality’ because it’s the easiest model to live with. For example, we don’t know whether an object disappears or not when go into another room, nevertheless he cites Hume, ‘who wrote that although we have no rational grounds for believing in an objective reality, we also have no choice but to act as if it’s true’.
I’ve written about this before. It’s a well known conundrum (in philosophy) that you don’t know if you’re a ‘brain-in-a-vat’. But I don’t know of a single philosopher who thinks that they are. The proof is in dreams. We all have dreams that we can’t distinguish from reality until we wake up. Hawking also referenced dreams as an example of a ‘reality’ that doesn’t exist objectively. So dreams are completely solipsistic to the extent that all our senses will play along, including taste.
Considering Hawking’s confessed aversion to philosophy, this is all very Kantian. We can never know the thing-in-itself. Kant even argued that time and space are a priori constructs of the mind. And if we return to the ‘model of reality’ that exists in your mind: if it didn’t accurately reflect the external objective reality outside your mind, the consequences would be fatal. To me, this is evidence that there is an objective reality independent of one’s mind - it can kill you. However, if you die in a dream, you just wake up.
Of course, this all leads to subatomic physics, where the only models of reality are mathematical. But even in this realm, we rely on predictions made by these models to determine if they reflect an objective reality that we can’t see. To return to Kant, the thing-in-itself is dependent on the scale at which we ‘observe’ it. So, at the subatomic scale, our observations may be tracks of particles captured in images, not what we see with the naked eye. The same can be said on the cosmic scale; observations dependent on instruments that may not even be stationed on Earth.
To get a different perspective, I recently read an article on ‘reality’ written by Roger Penrose (New Scientist, 16 May 2020) which was updated from one he wrote in 2006. Penrose has no problem with an ‘objective independent reality’, and he goes to some lengths (with examples) to show the extraordinary agreement between our mathematical models and physical reality.
Our mathematical models of physical reality are far from complete, but they provide us with schemes that model reality with great precision – a precision enormously exceeding that of any description free of mathematics.
(It should be pointed out that Penrose and Hawking won a joint prize in physics for their work in cosmology.)
But Penrose gets to the nub of the issue when he says, ‘...the “reality” that quantum theory seems to be telling us to believe in is so far removed from what we are used to that many quantum theorists would tell us to abandon the very notion of reality’. But then he says in the spirit of an internal dialogue, ‘Where does quantum non-reality leave off and the physical reality that we actually experience begin to take over? Present day quantum theory has no satisfactory answer to this question’. (I try to answer this below.)
Hawking spends an entire chapter on this subject, called Alternative Histories. For me, this was the most revealing chapter in his book. He discusses at length Richard Feynman’s ‘sum over histories’ methodology, called QED or quantum electrodynamics. I say methodology instead of theory, because it’s a mathematical method that has proved extraordinarily accurate in concordance with Penrose’s claim above. Feynman compared it to measuring the distance between New York and Seattle (from memory) to within the width dimension of a human hair.
Basically, as Hawking expounds, in Feynman’s theory, a quantum particle can take every path imaginable (in the famous double-slit experiment, say) and then he adds them altogether, but because they’re waves, most of them cancel each other out. This leads to the principle of superposition, where a particle can be in 2 places or 2 states at once. However, as soon as it’s ‘observed’ or ‘measured’ it becomes one particle in one state. In fact, according to standard quantum theory, it’s possible for a single photon to be split into 2 paths and be ‘observed’ to interfere with itself, as described in this video. (I've edited this after Wes Hansen from Quora challenged it). I've added a couple of Wes's comments in an addendum below. Personally, I believe 'superposition' is part of the QM description of the future, as alluded to by Freeman Dyson (see below). So I don't think superposition really occurs.
Hawking contends that the ‘alternative histories’ inherent in Feynman’s mathematical method, not only affect the future but also the past. What he is implying is that when an observation is made it determines the past as well as the future. He talks about a ‘top down’ history in lieu of a ‘bottom up’ history, which is the traditional way of looking at things. In other words, cosmological history is one of many ‘alternative histories’ (his terminology) that evolve from QM.
This leads to a radically different view of cosmology, and the relation between cause and effect. The histories that contribute to the Feynman sum don’t have an independent existence, but depend on what is being measured. We create history by our observation, rather than history creating us (my emphasis).
As it happens, John Wheeler made the exact same contention, and proposed that it could happen on a cosmic scale when we observed light from a distant quasar being ‘gravitationally lensed’ by an intervening galaxy or black hole (refer Davies paper, linked below). Hawking makes specific reference to Wheeler’s conjecture at the end of his chapter. It should be pointed out that Wheeler was a mentor to Feynman, and Feynman even referenced Wheeler’s influence in his Nobel Prize acceptance speech.
A contemporary champion of Wheeler’s ideas is Paul Davies, and he even dedicates his book, The Goldilocks Enigma, to Wheeler.
Davies wrote a paper which is available on-line, where he describes Wheeler’s idea as the “…participatory universe” in which observers—minds, if you like—are inextricably tied to the concretization of the physical universe emerging from quantum fuzziness over cosmological durations.
In the same paper, Davies references and attaches an essay by Freeman Dyson, where he says, “Dyson concludes that a quantum description cannot be applied to past events.”
And this leads me back to Penrose’s question: how do we get the ‘reality’ we are familiar with from the mathematically modelled quantum world that strains our credulousness? If Dyson is correct, and the past can only be described by classical physics then QM only describes the future. So how does one reconcile this with Hawking’s alternative histories?
I’ve argued elsewhere that the path from the infinitely many paths of Feynman’s theory, is only revealed when an ‘observation’ is made, which is consistent with Hawking’s point, quoted above. But it’s worth quoting Dyson, as well, because Dyson argues that the observer is not the trigger.
... the “role of the observer” in quantum mechanics is solely to make the distinction between past and future...
What really happens is that the quantum-mechanical description of an event ceases to be meaningful as the observer changes the point of reference from before the event to after it. We do not need a human observer to make quantum mechanics work. All we need is a point of reference, to separate past from future, to separate what has happened from what may happen, to separate facts from probabilities.
But, as I’ve pointed out in other posts, consciousness exists in a constant present. The time for ‘us’ is always ‘now’, so the ‘point of reference’, that is key to Dyson’s argument, correlates with the ‘now’ of a conscious observer.
We know that ‘decoherence’ is not necessarily dependent on an observer, but dependent on the wave function interacting with ‘classical physics’ objects, like a laboratory apparatus or any ‘macro’ object. Dyson’s distinction between past and future makes sense in this context. Having said that, the interaction could still determine the ‘history’ of the quantum event (like a photon), even it traversed the entire Universe, as in the cosmic background radiation (for example).
In Hawking’s subsequent chapters, including one titled, Choosing Our Universe, he invokes the anthropic principle. In fact, there are 2 anthropic principles called the ‘weak’ and the ‘strong’. As Hawking points out, the weak anthropic principle is trivial, because, as I’ve pointed out, it’s a tautology: Only universes that produce observers can be observed.
On the other hand, the strong anthropic principle (which Hawking invokes) effectively says, Only universes that produce observers can ‘exist’. One can see that this is consistent with Davies’ ‘participatory universe’.
Hawking doesn’t say anything about a ‘participatory universe’, but goes into some detail about the fine-tuning of our universe for life, in particular the ‘miracle’ of how carbon can exist (predicted by Fred Hoyle). There are many such ‘flukes’ in our universe, including the cosmological constant, which Hawking also discusses at some length.
Hawking also explains how an entire universe could come into being out of ‘nothing’ because the ‘negative’ gravitational energy cancels all the ‘positive’ matter and radiation energy that we observe (I assume this also includes dark energy and dark matter). Dark energy is really the cosmological constant. Its effect increases with the age of the Universe, because, as the Universe expands, gravitational attraction over cosmological distances decreases while ‘dark energy’ (which repulses) doesn’t. Dark matter explains the stable rotation of galaxies, without which, they’d fly apart.
Hawking also describes the Hartle-Hawking model of cosmology (without mentioning James Hartle) whereby he argues that in a QM only universe (at its birth), time was actually a 4th spatial dimension. He calls this the ‘no-boundary’ universe, because, as John Barrow once quipped, ‘Once upon a time, there was no time’. I admit that this ‘model’ appeals to me, because in quantum cosmology, time disappears mathematically.
Hawking’s philosophical view is the orthodox one that, if there is a multiverse, then the anthropic principle (weak or strong) ensures that there must be a universe where we can exist. I think there are very good arguments for the multiverse (the cosmological variety, not the QM multiple worlds variety) but I have a prejudice against an infinity of them because then there would be an infinity of me.
Hawking is a well known atheist, so, not surprisingly, he provides good arguments against the God hypothesis. There could be a demiurge, but if there is, there is no reason to believe it coincides with any of the Gods of mythology. Every God I know of has cultural ties and that includes the Abrahamic God.
For someone who claims that ‘philosophy is dead’, Hawking’s book is surprisingly philosophical and thought-provoking, as all good philosophy should be. In his conclusions, he argues strongly for ‘M theory’, believing it will provide the theory(s) of everything that physicists strive for. M theory, as Hawking acknowledges, requires ‘supersymmetry’, and from what I know and read, there is little or no evidence of it thus far. But I agree with Socrates that every mystery resolved only uncovers more mysteries, which history, thus far, has confirmed over and over.
My views have evolved and, along with the ‘strong anthropic principle’, I’m becoming increasingly attracted to Wheeler’s ‘participatory universe’, because the more of its secrets we learn, the more it appears as if ‘the Universe saw us coming’, to paraphrase Freeman Dyson.
Addendum (23Apr2021): Wes Hansen, whom I met on Quora, and who has strong views on this topic, told me outright that he's not a fan of Hawking or Feynman. Not surprisingly, he challenged some of my views and I'm not in a position to say if he's right or wrong. Here are some of his comments:
You know, I would add, the problem with the whole “we create history by observation” thing is, it takes a whole lot of history for light to travel to us from distant galaxies, so it leads to a logical fallacy. Consider:
Suppose we create the past with our observations, then prior to observation the galaxies in the Hubble Deep Fields did not exist. Then where does the light come from? You see, we are actually seeing those galaxies as they existed long ago, some over 10 billion years ago.
We have never observed a single photon interfering with itself, quite the opposite actually: Ian Miller's answer to Can a particle really be in several places at the same time in the subatomic world, or is this just modern mysticism?. This is precisely why I cannot tolerate Hawking or Feynman, it’s absolute nonsense!
Regarding his last point, I think Ian Miller has a point. I don't always agree with Miller, but he has more knowledge on this topic than me. I argue that the superposition, which we infer from the interference pattern, is in the future. The idea of a single photon taking 2 paths and interfering with itself is deduced solely from the interference pattern (see linked video in main text). My view is that superposition doesn't really happen - it's part of the QM description of the future. I admit that I effectively contradicted myself, and I've made an edit to the original post to correct that.